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HILLTOP SECURITIES INDEPENDENT NETWORK INC

Business and Investment Profile

The HILLTOP SECURITIES INDEPENDENT NETWORK INC is a publicly held investment adviser that advises $41.82Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. HILLTOP SECURITIES INDEPENDENT NETWORK INC is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets increased by 131.8% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 34.64 years and is comprised of 3 filing and 0 relying advisers. They operate out of 61 office locations with their Headquarters at 717 N. HARWOOD STREET SUITE 3400, DALLAS, TEXAS. The Group has been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.

Employee Profile

They have 220 employees comprised of 202 investment and 18 non-investment staff. The total number of Employees increased by 4.76% over the last 5-years.

Asset Profile

Their $41.82Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 194 other accounts. Assets of Government Entities and Pension Plans clients own $37.77Bn or 90.33% of Total Assets and High Net Worth Individuals own $2.29Bn or 5.47% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 6 types of clients, top clients are Government Entities and Pension Plans and High Net Worth Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses advisory fees, fixed fees and management fees.

Sub-Advisers

HILLTOP SECURITIES INDEPENDENT NETWORK INC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: HILLTOP SECURITIES INDEPENDENT NETWORK INC

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Generated 2026-09-12T06:47:51.3593813.  © 2026 Convergence.