The DIVIDEND LEGACY GROUP is a privately held investment adviser that advises $72.85mn in regulatory assets under management held in 0 SEC fund types across 1 investment strategies. DIVIDEND LEGACY GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 574.54% over the last 5-years.
The Group has been registered with the SEC for 6.99 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 109 WESTPARK DR SUITE 105, BRENTWOOD, TENNESSEE. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 7 employees comprised of 6 investment and 1 non-investment staff. The total number of Employees increased by 75% over the last 5-years.
Their $72.85mn in assets advised are owned by 0 private funds, 1 public fund and BDCs and 3 other accounts. Assets of Individuals clients own $41.08mn or 56.39% of Total Assets and High Net Worth Individuals own $16mn or 21.96% of Total Assets.
The Group's top investment strategies include Multi Strat, representing 100% of total assets, respectively.
They advise 5 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
DIVIDEND LEGACY GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.