The UPL INVESTMENT ADVISORS GROUP is a privately held investment adviser that advises $313.16mn in regulatory assets under management held in 3 SEC fund types across 2 investment strategies. UPL INVESTMENT ADVISORS GROUP is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 175.76% over the last 5-years.
The Group has been registered with the SEC for 7.22 years and is comprised of 4 filing and 1 relying advisers. They operate out of 3 office locations with their Headquarters at 333 EAST MAIN STREET SUITE 210, LOUISVILLE, KENTUCKY. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 19 employees comprised of 9 investment and 10 non-investment staff. The total number of Employees increased by 280% over the last 5-years.
Their $313.16mn in assets advised are owned by 4 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $313.16mn or 100% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse and Real Estate, representing 80.52% and 19.48% of total assets, respectively.
They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).
The Group uses 2 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 3 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
UPL INVESTMENT ADVISORS GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.