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ROUNDHILL FINANCIAL

Business and Investment Profile

The ROUNDHILL FINANCIAL is a privately held investment adviser that advises $32.5Bn in regulatory assets under management held in 0 SEC fund types across 4 investment strategies. ROUNDHILL FINANCIAL is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 10,987.38% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 7.32 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 154 W 14TH ST. 2ND FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.

Employee Profile

They have 13 employees comprised of 5 investment and 8 non-investment staff. The total number of Employees increased by 225% over the last 5-years.

Asset Profile

Their $32.5Bn in assets advised are owned by 0 private funds, 52 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients total $32.5Bn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity, Multi Strat and FI/Credit - Diverse, representing 88.86%, 9.55% and 1.58% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Investment Companies (IC).

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

ROUNDHILL FINANCIAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: ROUNDHILL FINANCIAL

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Keywords: Roundhill Financial, Roundhill
Generated 2026-09-12T06:47:52.9353839.  © 2026 Convergence.