The LOMBARD ADVISERS is a privately held investment adviser that advises $669.83mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. LOMBARD ADVISERS is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 231.42% over the last 5-years.
The Group has been registered with the SEC for 7.31 years and is comprised of 1 filing and 0 relying advisers. They operate out of 16 office locations with their Headquarters at 1820 LANCASTER ST, BALTIMORE, MARYLAND. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 41 employees comprised of 30 investment and 11 non-investment staff. The total number of Employees decreased by 2.38% over the last 5-years.
Their $669.83mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 44 other accounts. Assets of Individuals clients own $356.8mn or 53.27% of Total Assets and High Net Worth Individuals own $154.59mn or 23.08% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 5 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
LOMBARD ADVISERS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.