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XXEC INC

Business and Investment Profile

The XXEC INC is a privately held investment adviser that advises $137.48mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. XXEC INC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets decreased by 10.47% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 7.82 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 2200 SOUTH UTICA PLACE SUITE 430, TULSA, OKLAHOMA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 4 employees comprised of 1 investment and 3 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $137.48mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 5 other accounts. Assets of Individuals clients own $81.24mn or 59.09% of Total Assets and High Net Worth Individuals own $41.3mn or 30.04% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Individuals and High Net Worth Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

XXEC INC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: XXEC INC

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Keywords: Xxec
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