The LEFT BRAIN WEALTH MANAGEMENT is a privately held investment adviser that advises $354.17mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. LEFT BRAIN WEALTH MANAGEMENT is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 17.56% over the last 5-years.
The Group has been registered with the SEC for 8.2 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 215 SHUMAN BLVD #304, NAPERVILLE, ILLINOIS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 7 employees comprised of 6 investment and 1 non-investment staff. The total number of Employees remained the same over the last few years.
Their $354.17mn in assets advised are owned by 3 private funds, 0 public funds and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $282.32mn or 79.71% of Total Assets and Individuals own $38.2mn or 10.79% of Total Assets.
The Group's top investment strategies include Long/Short Equity, representing 100% of total assets, respectively.
They advise 3 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees, management fees and performance-based fees.
LEFT BRAIN WEALTH MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.