The FI3 FINANCIAL ADVISORS is a privately held investment adviser that advises $1.14Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. FI3 FINANCIAL ADVISORS is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 239.87% over the last 5-years.
The Group has been registered with the SEC for 8.22 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 8900 KEYSTONE CROSSING SUITE 225, INDIANAPOLIS, INDIANA. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 21 employees comprised of 21 investment and 0 non-investment staff. The total number of Employees increased by 162.5% over the last 5-years.
Their $1.14Bn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 12 other accounts. Assets of High Net Worth Individuals clients own $1.07Bn or 93.47% of Total Assets and Individuals own $30.22mn or 2.64% of Total Assets.
The Group's top investment strategies include Traditional LBO, representing 100% of total assets, respectively.
They advise 6 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 2 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
FI3 FINANCIAL ADVISORS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.