The UPRIGHT FINANCIAL is a privately held investment adviser that advises $106.17mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. UPRIGHT FINANCIAL is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 39.09% over the last 5-years.
The Group has been registered with the SEC for 35.44 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location Out of Private Residence. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 4 employees comprised of 2 investment and 2 non-investment staff. The total number of Employees remained the same over the last few years.
Their $106.17mn in assets advised are owned by 1 private fund, 3 public funds and BDCs and 1 other account. Assets of Investment Companies (IC) clients own $40.1mn or 37.77% of Total Assets and High Net Worth Individuals own $38.13mn or 35.91% of Total Assets.
The Group's top investment strategies include Long/Short Equity and Multi Strat, representing 92.63% and 7.37% of total assets, respectively.
They advise 5 types of clients, top clients are Investment Companies (IC) and High Net Worth Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $16.87mn in assets.
The Group discloses management fees and performance-based fees.
UPRIGHT FINANCIAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.