The LAVACA CAPITAL is a privately held investment adviser that advises $927.07mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. LAVACA CAPITAL is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 209.47% over the last 5-years.
The Group has been registered with the SEC for 8.26 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 2700 POST OAK BLVD. SUITE 1250, HOUSTON, TEXAS. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 4 employees comprised of 4 investment and 0 non-investment staff. The total number of Employees remained the same over the last few years.
Their $927.07mn in assets advised are owned by 4 private funds, 1 public fund and BDCs and 8 other accounts. Assets of Other Investment Advisers clients own $431.22mn or 46.51% of Total Assets and High Net Worth Individuals own $385.15mn or 41.55% of Total Assets.
The Group's top investment strategies include Derivatives, representing 100% of total assets, respectively.
They advise 4 types of clients, top clients are Other Investment Advisers and High Net Worth Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
LAVACA CAPITAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.