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PASADENA PRIVATE WEALTH

Business and Investment Profile

The PASADENA PRIVATE WEALTH is a privately held investment adviser that advises $1.62Bn in regulatory assets under management held in 4 SEC fund types across 4 investment strategies. PASADENA PRIVATE WEALTH is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 252.24% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 8.27 years and is comprised of 1 filing and 0 relying advisers. They operate out of 6 office locations with their Headquarters at 2 NORTH LAKE AVENUE SUITE 520, PASADENA, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 19 employees comprised of 8 investment and 11 non-investment staff. The total number of Employees increased by 111.11% over the last 5-years.

Asset Profile

Their $1.62Bn in assets advised are owned by 6 private funds, 1 public fund and BDCs and 85 other accounts. Assets of High Net Worth Individuals clients own $1.01Bn or 62.23% of Total Assets and Pension and Profit Sharing Plans-Private own $309.63mn or 19.1% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Real Estate, FI/Credit - Lending and FI/Credit - Diverse, representing 37.37%, 36.85% and 20.28% of total assets, respectively.

Client Profile

They advise 6 types of clients, top clients are High Net Worth Individuals and Pension and Profit Sharing Plans-Private.

Service Provider Profile

The Group uses 1 Fund Administrators, 3 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 5 private funds with $104.75mn in assets.

Fee Profile

The Group discloses fixed fees, management fees and performance-based fees.

Sub-Advisers

PASADENA PRIVATE WEALTH names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: PASADENA PRIVATE WEALTH

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Keywords: Pasadena Private Wealth, Pasadena
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