The SERAPH CAPITAL ASSOCIATES is a privately held investment adviser that advises $381.97mn in regulatory assets under management held in 1 SEC fund types across 3 investment strategies. SERAPH CAPITAL ASSOCIATES is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 48.85% over the last 5-years.
The Group has been registered with the SEC for 21.59 years and is comprised of 2 filing and 0 relying advisers. They operate out of 5 office locations with their Headquarters at 501 SE FOURTH STREET, BARTLESVILLE, OKLAHOMA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 33 employees comprised of 14 investment and 19 non-investment staff. The total number of Employees increased by 83.33% over the last 5-years.
Their $381.97mn in assets advised are owned by 8 private funds, 0 public funds and BDCs and 318 other accounts. Assets of Individuals clients own $129.4mn or 33.88% of Total Assets and High Net Worth Individuals own $74.58mn or 19.53% of Total Assets.
The Group's top investment strategies include Multi Strat, Real Estate and FI/Credit - Diverse, representing 58.84%, 27.32% and 13.84% of total assets, respectively.
They advise 7 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 4 private funds with $17.34mn in assets.
The Group discloses advisory fees, fixed fees and management fees.
SERAPH CAPITAL ASSOCIATES names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.