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ATON FINANCIAL

Business and Investment Profile

The ATON FINANCIAL is a privately held investment adviser that advises $600.89mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. ATON FINANCIAL is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 114.81% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 8.31 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 1116 PONCE DE LEON SUITE 300, SAN JUAN, PUERTO RICO. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 9 employees comprised of 7 investment and 2 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $600.89mn in assets advised are owned by 5 private funds, 0 public funds and BDCs and 15 other accounts. Assets of High Net Worth Individuals clients own $342.82mn or 57.05% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $172.34mn or 28.68% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Traditional LBO and Multi Strat, representing 84.88% and 15.12% of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 0 Fund Administrators, 4 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 5 private funds with $172mn in assets.

Fee Profile

The Group discloses fixed fees, management fees and performance-based fees.

Sub-Advisers

ATON FINANCIAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: ATON FINANCIAL

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Keywords: Aton Financial, Aton
Generated 2026-09-12T06:50:14.7038809.  © 2026 Convergence.