The FALCON WEALTH PLANNING is a privately held investment adviser that advises $1.92Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. FALCON WEALTH PLANNING is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 437.31% over the last 5-years.
The Group has been registered with the SEC for 8.37 years and is comprised of 1 filing and 0 relying advisers. They operate out of 44 office locations with their Headquarters at 3400 INLAND EMPIRE BLVD. SUITE 100, ONTARIO, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 42 employees comprised of 24 investment and 18 non-investment staff. The total number of Employees increased by 147.06% over the last 5-years.
Their $1.92Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 33 other accounts. Assets of High Net Worth Individuals clients own $1.4Bn or 72.94% of Total Assets and Individuals own $450.52mn or 23.47% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 4 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
FALCON WEALTH PLANNING names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.