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TOMS CAPITAL INVESTMENT MANAGEMENT

Business and Investment Profile

The TOMS CAPITAL INVESTMENT MANAGEMENT is a privately held investment adviser that advises $3.86Bn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. TOMS CAPITAL INVESTMENT MANAGEMENT is a Public/Private Fund Assets increased by 107.06% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 8.39 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 450 WEST 14TH STREET 13TH FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 3 US and Non-US bodies.

Employee Profile

They have 21 employees comprised of 7 investment and 14 non-investment staff. The total number of Employees increased by 23.53% over the last 5-years.

Asset Profile

Their $3.86Bn in assets advised are owned by 5 private funds, 3 public funds and BDCs and 4 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $1.74Bn or 45.12% of Total Assets and Investment Companies (IC) own $1.2Bn or 31.05% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity and Traditional LBO, representing 53.96% and 46.04% of total assets, respectively.

Client Profile

They advise 4 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Investment Companies (IC).

Service Provider Profile

The Group uses 1 Fund Administrators, 2 Fund Auditors, 3 Prime Brokers, 6 Custodians and 5 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

TOMS CAPITAL INVESTMENT MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: TOMS CAPITAL INVESTMENT MANAGEMENT

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Keywords: Toms Capital Investment Management, Toms
Generated 2026-09-12T06:48:28.3654287.  © 2026 Convergence.