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LATERAL INVESTMENT MANAGEMENT

Business and Investment Profile

The LATERAL INVESTMENT MANAGEMENT is a privately held investment adviser that advises $1.01Bn in regulatory assets under management held in 3 SEC fund types across 2 investment strategies. LATERAL INVESTMENT MANAGEMENT is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 83.97% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 8.52 years and is comprised of 1 filing and 1 relying advisers. They operate out of 1 office location with their Headquarters at 250 CALIFORNIA DRIVE SUITE 301, BURLINGAME, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 24 employees comprised of 13 investment and 11 non-investment staff. The total number of Employees increased by 100% over the last 5-years.

Asset Profile

Their $1.01Bn in assets advised are owned by 28 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $1.01Bn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include FI/Credit - Diverse and Traditional LBO, representing 62.22% and 37.78% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 3 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 5 private funds with $118.91mn in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

LATERAL INVESTMENT MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 1 fund.

Full profile: LATERAL INVESTMENT MANAGEMENT

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Keywords: Lateral Investment Management, Lateral
Generated 2026-09-12T06:49:31.1918805.  © 2026 Convergence.