The APPOMATTOX ADVISORY, INC is a privately held investment adviser that advises $442.25mn in regulatory assets under management held in 2 SEC fund types across 1 investment strategies. APPOMATTOX ADVISORY, INC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets decreased by 72.28% over the last 5-years.
The Group has been registered with the SEC for 16.08 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 551 5TH AVE 26TH FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 6 employees comprised of 4 investment and 2 non-investment staff. The total number of Employees decreased by 53.85% over the last 5-years.
Their $442.25mn in assets advised are owned by 7 private funds, 0 public funds and BDCs and 1 other account. Assets of High Net Worth Individuals clients own $379.4mn or 85.79% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $55.67mn or 12.59% of Total Assets.
The Group's top investment strategies include Fund of Funds, representing 100% of total assets, respectively.
They advise 3 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 2 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 4 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees, management fees and performance-based fees.
APPOMATTOX ADVISORY, INC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.