The SWAN GROUP is a privately held investment adviser that advises $3.69Bn in regulatory assets under management held in 0 SEC fund types across 2 investment strategies. SWAN GROUP is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 64.92% over the last 5-years.
The Group has been registered with the SEC for 16.58 years and is comprised of 4 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at 1099 MAIN AVE SUITE 206, DURANGO, COLORADO. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 27 employees comprised of 11 investment and 16 non-investment staff. The total number of Employees decreased by 15.62% over the last 5-years.
Their $3.69Bn in assets advised are owned by 0 private funds, 25 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients own $3.3Bn or 89.36% of Total Assets and Individuals own $379.8mn or 10.3% of Total Assets.
The Group's top investment strategies include Multi Strat and Long/Short Equity, representing 52.23% and 47.77% of total assets, respectively.
They advise 3 types of clients, top clients are Investment Companies (IC) and Individuals.
The Group uses 2 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 2 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
SWAN GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.