Provided by Convergence Inc.
Institutional intelligence for the asset management industry

SMH CAPITAL ADVISORS, INC.

Business and Investment Profile

The SMH CAPITAL ADVISORS, INC. is a privately held investment adviser that advises $503.08mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. SMH CAPITAL ADVISORS, INC. is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 55.7% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 29.17 years and is comprised of 1 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at 4200 S. HULEN ST. SUITE 534, FORT WORTH, TEXAS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 7 employees comprised of 2 investment and 5 non-investment staff. The total number of Employees decreased by 12.5% over the last 5-years.

Asset Profile

Their $503.08mn in assets advised are owned by 0 private funds, 2 public funds and BDCs and 2 other accounts. Assets of Investment Companies (IC) clients own $98.1mn or 19.5% of Total Assets and Individuals own $28.33mn or 5.63% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 4 types of clients, top clients are Investment Companies (IC) and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

SMH CAPITAL ADVISORS, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: SMH CAPITAL ADVISORS, INC.

View the complete Convergence profile with structured details, filings context, and derived signals.

View full profile
Keywords: SMH Capital Advisors, SMH
Generated 2026-09-12T06:50:31.2584479.  © 2026 Convergence.