RIMROCK CAPITAL MANAGEMENT LLC

Business and Investment Profile

The RIMROCK CAPITAL MANAGEMENT LLC is a privately held investment adviser that advises $3.85Bn in regulatory assets under management held in 1 SEC fund types across 3 investment strategies. RIMROCK CAPITAL MANAGEMENT LLC is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets decreased by 10.43% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 20.58 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 100 INNOVATION DRIVE SUITE 200, IRVINE, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 3 US and Non-US bodies.

Employee Profile

They have 26 employees comprised of 9 investment and 17 non-investment staff. The total number of Employees decreased by 21.21% over the last 5-years.

Asset Profile

Their $3.85Bn in assets advised are owned by 16 private funds, 0 public funds and BDCs and 6 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $2.86Bn or 74.33% of Total Assets and Charitable Organizations own $988.89mn or 25.67% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include FI/Credit - Diverse, Multi Strat and FI/Credit - Asset Backed Securities, representing 72.36%, 20.92% and 6.72% of total assets, respectively.

Client Profile

They advise 2 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Charitable Organizations.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

RIMROCK CAPITAL MANAGEMENT LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.