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RAFFERTY ASSET MANAGEMENT, LLC

Business and Investment Profile

The RAFFERTY ASSET MANAGEMENT, LLC is a privately held investment adviser that advises $62.8Bn in regulatory assets under management held in 0 SEC fund types across 4 investment strategies. RAFFERTY ASSET MANAGEMENT, LLC is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 221.15% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 29.12 years and is comprised of 1 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at 535 MADISON AVE 37TH FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.

Employee Profile

They have 45 employees comprised of 13 investment and 32 non-investment staff. The total number of Employees increased by 50% over the last 5-years.

Asset Profile

Their $62.8Bn in assets advised are owned by 1 private fund, 138 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients own $62.76Bn or 99.94% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $35.78mn or 0.06% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat, FI/Credit - Diverse and Long/Short Equity, representing 93.76%, 3.79% and 2.12% of total assets, respectively.

Client Profile

They advise 2 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

RAFFERTY ASSET MANAGEMENT, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: RAFFERTY ASSET MANAGEMENT, LLC

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Keywords: Rafferty Asset Management, Rafferty
Generated 2026-09-12T06:47:48.3505633.  © 2026 Convergence.