The CAIN CAPITAL L.L.C. is a privately held investment adviser that advises $171.18mn in regulatory assets under management held in 1 SEC fund types across 4 investment strategies. CAIN CAPITAL L.L.C. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 28.51% over the last 5-years.
The Group has been registered with the SEC for 24.44 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 300 CRESCENT COURT SUITE 1840, DALLAS, TEXAS. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 4 employees comprised of 4 investment and 0 non-investment staff. The total number of Employees remained the same over the last few years.
Their $171.18mn in assets advised are owned by 14 private funds, 0 public funds and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $147.77mn or 86.33% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $22.3mn or 13.03% of Total Assets.
The Group's top investment strategies include Real Estate, Commodities and Infrastructure, representing 40.92%, 29.68% and 25.9% of total assets, respectively.
They advise 3 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 0 Fund Administrators, 0 Fund Auditors, 1 Prime Brokers, 5 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 14 private funds with $22.3mn in assets.
The Group discloses fixed fees and performance-based fees.
CAIN CAPITAL L.L.C. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.