The WARBERG ASSET MANAGEMENT LLC is a privately held investment adviser that advises $805.87mn in regulatory assets under management held in 1 SEC fund types across 3 investment strategies. WARBERG ASSET MANAGEMENT LLC is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets decreased by 2.21% over the last 5-years.
The Group has been registered with the SEC for 14.1 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 716 OAK STREET, CHICAGO, ILLINOIS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 10 employees comprised of 7 investment and 3 non-investment staff. The total number of Employees increased by 100% over the last 5-years.
Their $805.87mn in assets advised are owned by 5 private funds, 0 public funds and BDCs and 4 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $725.3mn or 90% of Total Assets and Corporations or Other Businesses own $80.57mn or 10% of Total Assets.
The Group's top investment strategies include Long/Short Equity, Multi Strat and Traditional LBO, representing 86.87%, 8.82% and 4.3% of total assets, respectively.
They advise 2 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Corporations or Other Businesses.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 4 Prime Brokers, 7 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
WARBERG ASSET MANAGEMENT LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.