Provided by Convergence Inc.
Institutional intelligence for the asset management industry

UOB GLOBAL CAPITAL LLC

Business and Investment Profile

The UOB GLOBAL CAPITAL LLC is a publicly held investment adviser that advises $14.76Bn in regulatory assets under management held in 1 SEC fund types across 6 investment strategies. UOB GLOBAL CAPITAL LLC is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 50.88% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 14.35 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 592 FIFTH AVENUE, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.

Employee Profile

They have 7 employees comprised of 4 investment and 3 non-investment staff. The total number of Employees decreased by 12.5% over the last 5-years.

Asset Profile

Their $14.76Bn in assets advised are owned by 39 private funds, 229 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients own $14.2Bn or 96.18% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $563.93mn or 3.82% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include FI/Credit - Diverse, Long/Short Equity and Multi Strat, representing 59.44%, 20.15% and 19.28% of total assets, respectively.

Client Profile

They advise 2 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 15 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 21 Custodians and 6 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

UOB GLOBAL CAPITAL LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: UOB GLOBAL CAPITAL LLC

View the complete Convergence profile with structured details, filings context, and derived signals.

View full profile
Keywords: UOB Global Capital, PT UOB Asset Management Indonesia, United Overseas Bank, UOB Asset Management, UOB Asset Management Malaysia BHD, UOB Asset Management Taiwan, UOB Asset Management Thailand, UOB Asset Management Vietnam Fund Management JSC, UOB Islamic Asset Management SDN BHD, BHD, Indonesia, Islamic, JSC, Malaysia, SDN, Taiwan, Thailand, United, UOB, Vietnam
Generated 2026-09-12T06:48:00.7840504.  © 2026 Convergence.