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BROADWOOD CAPITAL, INC

Business and Investment Profile

The BROADWOOD CAPITAL, INC is a privately held investment adviser that advises $1.71Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. BROADWOOD CAPITAL, INC is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets decreased by 2.56% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 14.35 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 156 WEST 56TH STREET 3RD FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 6 employees comprised of 5 investment and 1 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $1.71Bn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $1.71Bn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat, representing 100% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 0 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $1.71Bn in assets.

Fee Profile

The Group discloses fixed fees, management fees and performance-based fees.

Sub-Advisers

BROADWOOD CAPITAL, INC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: BROADWOOD CAPITAL, INC

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Keywords: Broadwood Capital, Broadwood
Generated 2026-09-12T06:48:59.9238439.  © 2026 Convergence.