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STIFEL FINANCIAL GROUP

Business and Investment Profile

The STIFEL FINANCIAL GROUP is a publicly held investment adviser that advises $238.03Bn in regulatory assets under management held in 4 SEC fund types across 4 investment strategies. STIFEL FINANCIAL GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 67.46% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 51.27 years and is comprised of 10 filing and 0 relying advisers. They operate out of 61 office locations with their Headquarters at 501 N BROADWAY, ST. LOUIS, MISSOURI. The Group has been subject to regulatory enforcement actions. They are regulated by 8 US and Non-US bodies.

Employee Profile

They have 6,860 employees comprised of 3,293 investment and 3,567 non-investment staff. The total number of Employees increased by 3.14% over the last 5-years.

Asset Profile

Their $238.03Bn in assets advised are owned by 46 private funds, 2 public funds and BDCs and 6,162 other accounts. Assets of High Net Worth Individuals clients own $163.03Bn or 68.49% of Total Assets and Individuals own $45.27Bn or 19.02% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat, Traditional LBO and Long/Short Equity, representing 54.59%, 37.22% and 7.23% of total assets, respectively.

Client Profile

They advise 11 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 4 Fund Administrators, 4 Fund Auditors, 0 Prime Brokers, 5 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $52.29mn in assets.

Fee Profile

The Group discloses advisory fees, fixed fees, management fees and performance-based fees.

Sub-Advisers

STIFEL FINANCIAL GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 1 fund.

Full profile: STIFEL FINANCIAL GROUP

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