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CONNING GROUP

Business and Investment Profile

The CONNING GROUP is a privately held investment adviser that advises $154.09Bn in regulatory assets under management held in 6 SEC fund types across 10 investment strategies. CONNING GROUP is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets decreased by 0.14% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 54.67 years and is comprised of 7 filing and 0 relying advisers. They operate out of 6 office locations with their Headquarters at ONE FINANCIAL PLAZA 755 MAIN STREET, HARTFORD, CONNECTICUT. The Group has been subject to regulatory enforcement actions. They are regulated by 14 US and Non-US bodies.

Employee Profile

They have 490 employees comprised of 378 investment and 112 non-investment staff. The total number of Employees increased by 14.22% over the last 5-years.

Asset Profile

Their $154.09Bn in assets advised are owned by 142 private funds, 68 public funds and BDCs and 201 other accounts. Assets of Insurance Companies clients own $96.61Bn or 62.7% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $42.07Bn or 27.3% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include FI/Credit - Diverse, Secondaries and FI/Credit - Lending, representing 70.36%, 17.02% and 4.99% of total assets, respectively.

Client Profile

They advise 7 types of clients, top clients are Insurance Companies and Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 6 Fund Administrators, 2 Fund Auditors, 1 Prime Brokers, 24 Custodians and 10 Marketers. It does not report a third-party Fund Administrator in 7 private funds with $1.85Bn in assets.

Fee Profile

The Group discloses advisory fees, fixed fees, management fees and performance-based fees.

Sub-Advisers

CONNING GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 4 funds.

Full profile: CONNING GROUP

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