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SPROTT GROUP

Business and Investment Profile

The SPROTT GROUP is a publicly held investment adviser that advises $21.27Bn in regulatory assets under management held in 2 SEC fund types across 8 investment strategies. SPROTT GROUP is a Public/Private Fund Assets increased by 21.3% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 20.51 years and is comprised of 2 filing and 4 relying advisers. They operate out of 5 office locations with their Headquarters at 320 POST ROAD SUITE 230, DARIEN, CONNECTICUT. The Group has been subject to regulatory enforcement actions. They are regulated by 5 US and Non-US bodies.

Employee Profile

They have 68 employees comprised of 35 investment and 33 non-investment staff. The total number of Employees decreased by 4.23% over the last 5-years.

Asset Profile

Their $21.27Bn in assets advised are owned by 52 private funds, 16 public funds and BDCs and 243 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $11.4Bn or 53.61% of Total Assets and Investment Companies (IC) own $6.66Bn or 31.31% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Commodities, Long/Short Equity and FI/Credit - Diverse, representing 41.88%, 36.87% and 12.53% of total assets, respectively.

Client Profile

They advise 7 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Investment Companies (IC).

Service Provider Profile

The Group uses 5 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 7 Custodians and 5 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $325.62mn in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

SPROTT GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: SPROTT GROUP

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Keywords: Sprott Group, Resource Capital Investment, Sprott Asset Management USA, Resource, Sprott
Generated 2026-09-12T06:47:56.9813343.  © 2026 Convergence.