BROOKFIELD GROUP

Business and Investment Profile

The BROOKFIELD GROUP is a publicly held investment adviser that advises $827.68Bn in regulatory assets under management held in 8 SEC fund types across 15 investment strategies. BROOKFIELD GROUP is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 115.55% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 37.19 years and is comprised of 13 filing and 26 relying advisers. They operate out of 75 office locations with their Headquarters at 333 SOUTH GRAND AVE 28TH FLOOR, LOS ANGELES, CALIFORNIA. The Group has been subject to regulatory enforcement actions. They are regulated by 46 US and Non-US bodies.

Employee Profile

They have 9,754 employees comprised of 8,796 investment and 958 non-investment staff. The total number of Employees increased by 44.44% over the last 5-years.

Asset Profile

Their $827.68Bn in assets advised are owned by 895 private funds, 36 public funds and BDCs and 172 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $608.1Bn or 73.47% of Total Assets and Insurance Companies own $165.86Bn or 20.04% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Infrastructure, Real Estate and Traditional LBO, representing 27.34%, 17.66% and 16.93% of total assets, respectively.

Client Profile

They advise 13 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Insurance Companies.

Service Provider Profile

The Group uses 23 Fund Administrators, 6 Fund Auditors, 5 Prime Brokers, 40 Custodians and 43 Marketers. It does not report a third-party Fund Administrator in 390 private funds with $123.55Bn in assets.

Fee Profile

The Group discloses advisory fees, fixed fees, management fees and performance-based fees.

Sub-Advisers

BROOKFIELD GROUP names 1 sub-adviser HAUSSMANN 1864 CAPITAL MANAGEMENT LLC to 1 different fund advised by the group. The Group has been named as the sub-adviser to 5 funds.