The LEGG MASON GROUP is a privately held investment adviser that advises $639.63mn in regulatory assets under management held in 0 SEC fund types across 1 investment strategies. LEGG MASON GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets decreased by 96.65% over the last 5-years.
The Group has been registered with the SEC for 43.61 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 56 EXCHANGE TERRACE SUITE 300, PROVIDENCE, RHODE ISLAND. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 13 employees comprised of 8 investment and 5 non-investment staff. The total number of Employees decreased by 87.5% over the last 5-years.
Their $639.63mn in assets advised are owned by 0 private funds, 2 public funds and BDCs and 12 other accounts. Assets of High Net Worth Individuals clients own $421.1mn or 65.84% of Total Assets and Investment Companies (IC) own $152.31mn or 23.81% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse, representing 100% of total assets, respectively.
They advise 4 types of clients, top clients are High Net Worth Individuals and Investment Companies (IC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
LEGG MASON GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.