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DRAGON CAPITAL MANAGEMENT

Business and Investment Profile

The DRAGON CAPITAL MANAGEMENT is a privately held investment adviser that advises $1.77Bn in regulatory assets under management held in 1 SEC fund types across 4 investment strategies. DRAGON CAPITAL MANAGEMENT is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 70.93% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 9.13 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at UNIT 2406, 24/F 9 QUEEN'S ROAD, HONG KONG, -. The Group has been subject to regulatory enforcement actions. They are regulated by 4 US and Non-US bodies.

Employee Profile

They have 4 employees comprised of 1 investment and 3 non-investment staff. The total number of Employees decreased by 20% over the last 5-years.

Asset Profile

Their $1.77Bn in assets advised are owned by 1 private fund, 11 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients own $1.61Bn or 90.9% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $160.88mn or 9.1% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity, Multi Strat and Early Stage, representing 74.17%, 13.05% and 9.1% of total assets, respectively.

Client Profile

They advise 2 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 4 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 4 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

DRAGON CAPITAL MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: DRAGON CAPITAL MANAGEMENT

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Keywords: Dragon Capital Management, Dragon Capital Management HK, Dragon Capital Vietfund Management JSC, Dragon, JSC, Vietfund
Generated 2026-09-12T06:48:58.5006297.  © 2026 Convergence.