The KCD FINANCIAL is a privately held investment adviser that advises $202.09mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. KCD FINANCIAL is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 66.37% over the last 5-years.
The Group has been registered with the SEC for 9.38 years and is comprised of 1 filing and 0 relying advisers. They operate out of 14 office locations with their Headquarters at 3061 ALLIED STREET SUITE B, GREEN BAY, WISCONSIN. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 29 employees comprised of 27 investment and 2 non-investment staff. The total number of Employees decreased by 47.27% over the last 5-years.
Their $202.09mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Individuals clients own $138.11mn or 68.34% of Total Assets and High Net Worth Individuals own $63.99mn or 31.66% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 2 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
KCD FINANCIAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.