The CETERA FINANCIAL GROUP is a privately held investment adviser that advises $268.92Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. CETERA FINANCIAL GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 147.11% over the last 5-years.
The Group has been registered with the SEC for 42.58 years and is comprised of 6 filing and 0 relying advisers. They operate out of 63 office locations with their Headquarters at 1450 AMERICAN LANE 6TH FLOOR, SUITE 650, SCHAUMBURG, ILLINOIS. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 10,632 employees comprised of 9,307 investment and 1,325 non-investment staff. The total number of Employees increased by 17.96% over the last 5-years.
Their $268.92Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 13,267 other accounts. Assets of Individuals clients own $177.92Bn or 66.16% of Total Assets and High Net Worth Individuals own $77.06Bn or 28.65% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 6 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
CETERA FINANCIAL GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.