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USCA GROUP

Business and Investment Profile

The USCA GROUP is a privately held investment adviser that advises $8.94Bn in regulatory assets under management held in 3 SEC fund types across 3 investment strategies. USCA GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 48.51% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 20.71 years and is comprised of 3 filing and 0 relying advisers. They operate out of 8 office locations with their Headquarters at 4444 WESTHEIMER RD. SUITE G500, HOUSTON, TEXAS. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.

Employee Profile

They have 150 employees comprised of 77 investment and 73 non-investment staff. The total number of Employees increased by 28.21% over the last 5-years.

Asset Profile

Their $8.94Bn in assets advised are owned by 26 private funds, 0 public funds and BDCs and 141 other accounts. Assets of High Net Worth Individuals clients own $7.35Bn or 82.23% of Total Assets and Individuals own $858.94mn or 9.61% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Fund of Funds, Early Stage and FI/Credit - Diverse, representing 73.77%, 15.76% and 10.46% of total assets, respectively.

Client Profile

They advise 6 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 3 Fund Administrators, 3 Fund Auditors, 1 Prime Brokers, 4 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees, management fees and performance-based fees.

Sub-Advisers

USCA GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: USCA GROUP

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Generated 2026-09-12T06:48:08.7370808.  © 2026 Convergence.