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SPRING LAKE ASSET MANAGEMENT

Business and Investment Profile

The SPRING LAKE ASSET MANAGEMENT is a privately held investment adviser that advises $1.47Bn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. SPRING LAKE ASSET MANAGEMENT is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 65.29% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 10.26 years and is comprised of 1 filing and 0 relying advisers. They operate out of 3 office locations Out of Private Residence. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.

Employee Profile

They have 10 employees comprised of 8 investment and 2 non-investment staff. The total number of Employees increased by 42.86% over the last 5-years.

Asset Profile

Their $1.47Bn in assets advised are owned by 4 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $1.47Bn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include FI/Credit - Diverse and Fund of Funds, representing 100% and 0% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 3 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

SPRING LAKE ASSET MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 1 fund.

Full profile: SPRING LAKE ASSET MANAGEMENT

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Keywords: Spring Lake Asset Management, Lake, Spring
Generated 2026-09-12T06:49:07.7664625.  © 2026 Convergence.