The PENDER CAPITAL MANAGEMENT is a privately held investment adviser that advises $757.79mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. PENDER CAPITAL MANAGEMENT is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 180.98% over the last 5-years.
The Group has been registered with the SEC for 10.57 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 100 CRESENT COURT SUITE 1800, DALLAS, CALIFORNIA. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 14 employees comprised of 13 investment and 1 non-investment staff. The total number of Employees increased by 16.67% over the last 5-years.
Their $757.79mn in assets advised are owned by 1 private fund, 1 public fund and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients own $682.79mn or 90.1% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $75mn or 9.9% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse and Real Estate, representing 90.1% and 9.9% of total assets, respectively.
They advise 2 types of clients, top clients are Investment Companies (IC) and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
PENDER CAPITAL MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.