The DRAGON GLOBAL SERVICES is a privately held investment adviser that advises $85.07Bn in regulatory assets under management held in 3 SEC fund types across 4 investment strategies. DRAGON GLOBAL SERVICES is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 310.91% over the last 5-years.
The Group has been registered with the SEC for 38.22 years and is comprised of 3 filing and 0 relying advisers. They operate out of 27 office locations with their Headquarters at 1200 17TH STREET SUITE 2000, DENVER, COLORADO. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 1,439 employees comprised of 639 investment and 800 non-investment staff. The total number of Employees increased by 208.14% over the last 5-years.
Their $85.07Bn in assets advised are owned by 7 private funds, 0 public funds and BDCs and 1,128 other accounts. Assets of High Net Worth Individuals clients own $70.92Bn or 83.37% of Total Assets and Individuals own $7.11Bn or 8.36% of Total Assets.
The Group's top investment strategies include Traditional LBO, Fund of Funds and Multi Strat, representing 55.65%, 28.58% and 15.62% of total assets, respectively.
They advise 6 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 2 Fund Administrators, 3 Fund Auditors, 1 Prime Brokers, 5 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
DRAGON GLOBAL SERVICES names 1 sub-adviser OPTO INVESTMENT MANAGEMENT, LLC to 2 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.