The CALDWELL INVESTMENT MANAGEMENT is a privately held investment adviser that advises $741.5mn in regulatory assets under management held in 1 SEC fund types across 3 investment strategies. CALDWELL INVESTMENT MANAGEMENT is a Public/Private Fund Assets remained the same over the last few years.
The Group has been registered with the SEC for 0.31 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 150 KING STREET WEST, SUITE 1702, TORONTO, -. The Group has not been subject to regulatory enforcement actions. They are regulated by 11 US and Non-US bodies.
Their $741.5mn in assets advised are owned by 2 private funds, 4 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $409.57mn or 55.24% of Total Assets and Investment Companies (IC) own $331.93mn or 44.76% of Total Assets.
The Group's top investment strategies include Long/Short Equity, FI/Credit - Diverse and Multi Strat, representing 95.46%, 4.54% and 0% of total assets, respectively.
They advise Investment Trust fund type.
The Group uses 2 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group does not disclose any type of fee.
CALDWELL INVESTMENT MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 1 fund.