The M4A3 is a privately held investment adviser that advises $322.04mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. M4A3 is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets remained the same over the last few years.
The Group has been registered with the SEC for 1.22 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 820 PEARL STREET STE F, BOULDER, COLORADO. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 6 employees comprised of 3 investment and 3 non-investment staff. The total number of Employees increased by 200% over the last 1-years.
Their $322.04mn in assets advised are owned by 5 private funds, 0 public funds and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $288.32mn or 89.53% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $33.71mn or 10.47% of Total Assets.
The Group's top investment strategies include Traditional LBO, representing 100% of total assets, respectively.
They advise 2 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
M4A3 names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.