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SMA CAPITAL

Business and Investment Profile

The SMA CAPITAL is a privately held investment adviser that advises $553.45mn in regulatory assets under management held in 1 SEC fund types across 3 investment strategies. SMA CAPITAL is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets remained the same over the last few years.

Regulatory Profile

The Group has been registered with the SEC for 1.33 years and is comprised of 1 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at 825 THIRD AVENUE 21ST FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 9 employees comprised of 7 investment and 2 non-investment staff. The total number of Employees increased by 12.5% over the last 1-years.

Asset Profile

Their $553.45mn in assets advised are owned by 5 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $553.45mn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat, Fund of Funds and Long/Short Equity, representing nan%, nan% and nan% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

SMA CAPITAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 4 funds.

Full profile: SMA CAPITAL

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Keywords: SMA Capital, SMA
Generated 2026-09-12T06:50:22.5329521.  © 2026 Convergence.