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SIVIA CAPITAL GROUP

Business and Investment Profile

The SIVIA CAPITAL GROUP is a privately held investment adviser that advises $1.24Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. SIVIA CAPITAL GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 352.22% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 12.48 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 495 MILLER AVENUE SUITE 206, MILL VALLEY, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 5 employees comprised of 2 investment and 3 non-investment staff. The total number of Employees increased by 150% over the last 5-years.

Asset Profile

Their $1.24Bn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $1.24Bn or 99.97% of Total Assets and Individuals own $237.51K or 0.02% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include FI/Credit - Diverse, representing 100% of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

SIVIA CAPITAL GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: SIVIA CAPITAL GROUP

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Keywords: Sivia Capital Group, Sivia Capital Partners, Sivia
Generated 2026-09-12T06:49:17.9425148.  © 2026 Convergence.