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OPPENHEIMER ASSET MANAGEMENT GROUP

Business and Investment Profile

The OPPENHEIMER ASSET MANAGEMENT GROUP is a publicly held investment adviser that advises $52.42Bn in regulatory assets under management held in 3 SEC fund types across 4 investment strategies. OPPENHEIMER ASSET MANAGEMENT GROUP is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 34.54% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 71.52 years and is comprised of 6 filing and 0 relying advisers. They operate out of 27 office locations with their Headquarters at 85 BROAD STREET 22ND FLOOR, NEW YORK, NEW YORK. The Group has been subject to regulatory enforcement actions. They are regulated by 5 US and Non-US bodies.

Employee Profile

They have 2,970 employees comprised of 1,359 investment and 1,611 non-investment staff. The total number of Employees increased by 0.24% over the last 5-years.

Asset Profile

Their $52.42Bn in assets advised are owned by 12 private funds, 1 public fund and BDCs and 2,309 other accounts. Assets of Individuals clients own $29.97Bn or 57.18% of Total Assets and High Net Worth Individuals own $10.09Bn or 19.24% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity, Multi Strat and Traditional LBO, representing 82.84%, 13.14% and 2.87% of total assets, respectively.

Client Profile

They advise 9 types of clients, top clients are Individuals and High Net Worth Individuals.

Service Provider Profile

The Group uses 2 Fund Administrators, 2 Fund Auditors, 3 Prime Brokers, 2 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees, management fees and performance-based fees.

Sub-Advisers

OPPENHEIMER ASSET MANAGEMENT GROUP names 1 sub-adviser ALKEON CAPITAL MANAGEMENT, LLC to 2 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: OPPENHEIMER ASSET MANAGEMENT GROUP

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