The B. RILEY VENTURE CAPITAL is a publicly held investment adviser that advises $4.33Bn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. B. RILEY VENTURE CAPITAL is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 3.28% over the last 5-years.
The Group has been registered with the SEC for 20.75 years and is comprised of 3 filing and 0 relying advisers. They operate out of 25 office locations with their Headquarters at 40 S. MAIN ST. SUITE 1600, MEMPHIS, TENNESSEE. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 277 employees comprised of 174 investment and 103 non-investment staff. The total number of Employees decreased by 14.51% over the last 5-years.
Their $4.33Bn in assets advised are owned by 20 private funds, 0 public funds and BDCs and 477 other accounts. Assets of Individuals clients own $2.13Bn or 49.3% of Total Assets and High Net Worth Individuals own $1.89Bn or 43.55% of Total Assets.
The Group's top investment strategies include Early Stage and Traditional LBO, representing 59.05% and 40.95% of total assets, respectively.
They advise 6 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 2 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 6 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 12 private funds with $68.7mn in assets.
The Group discloses fixed fees, management fees and performance-based fees.
B. RILEY VENTURE CAPITAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.