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GLADSTONE INSTITUTIONAL ADVISORY

Business and Investment Profile

The GLADSTONE INSTITUTIONAL ADVISORY is a privately held investment adviser that advises $5.68Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. GLADSTONE INSTITUTIONAL ADVISORY is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 282.55% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 11.02 years and is comprised of 1 filing and 0 relying advisers. They operate out of 43 office locations with their Headquarters at 2000 PGA BLVD. SUITE 4440, PALM BEACH GARDENS, NEW JERSEY. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 186 employees comprised of 104 investment and 82 non-investment staff. The total number of Employees increased by 186.15% over the last 5-years.

Asset Profile

Their $5.68Bn in assets advised are owned by 0 private funds, 1 public fund and BDCs and 82 other accounts. Assets of High Net Worth Individuals clients own $3.78Bn or 66.55% of Total Assets and Individuals own $1.82Bn or 32.07% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 7 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses advisory fees, fixed fees and management fees.

Sub-Advisers

GLADSTONE INSTITUTIONAL ADVISORY names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: GLADSTONE INSTITUTIONAL ADVISORY

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Keywords: Gladstone Institutional Advisory, Gladstone
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