The CATHAY CAPITAL is a privately held investment adviser that advises $568.97mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. CATHAY CAPITAL is a Public/Private Fund Assets increased by 415% over the last 5-years.
The Group has been registered with the SEC for 11.03 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 150 E. 52ND STREET SUITE 20001, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 6 employees comprised of 4 investment and 2 non-investment staff. The total number of Employees decreased by 53.85% over the last 5-years.
Their $568.97mn in assets advised are owned by 20 private funds, 1 public fund and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $418.97mn or 73.64% of Total Assets and Investment Companies (IC) own $150mn or 26.36% of Total Assets.
The Group's top investment strategies include Traditional LBO and Multi Strat, representing 98.88% and 1.12% of total assets, respectively.
They advise 2 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Investment Companies (IC).
The Group uses 2 Fund Administrators, 3 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
CATHAY CAPITAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.