The FOUNDATIONS INVESTMENT ADVISORS is a privately held investment adviser that advises $10.1Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. FOUNDATIONS INVESTMENT ADVISORS is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 418.99% over the last 5-years.
The Group has been registered with the SEC for 11.06 years and is comprised of 1 filing and 0 relying advisers. They operate out of 29 office locations with their Headquarters at 4050 E. COTTON CENTER BLVD. SUITE 40, PHOENIX, ARIZONA. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 353 employees comprised of 289 investment and 64 non-investment staff. The total number of Employees increased by 116.56% over the last 5-years.
Their $10.1Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 48 other accounts. Assets of High Net Worth Individuals clients own $5.36Bn or 53.13% of Total Assets and Individuals own $4.71Bn or 46.6% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 4 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
FOUNDATIONS INVESTMENT ADVISORS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.