The TRADEWINDS WEALTH MANAGEMENT is a privately held investment adviser that advises $135.07mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. TRADEWINDS WEALTH MANAGEMENT is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 23.33% over the last 3-years.
The Group has been registered with the SEC for 3.57 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 5550 S MACADAM AVE STE 110, PORTLAND, OREGON. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 4 employees comprised of 4 investment and 0 non-investment staff. The total number of Employees decreased by 20% over the last 3-years.
Their $135.07mn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 0 other accounts. Assets of Individuals clients own $79.87mn or 59.13% of Total Assets and High Net Worth Individuals own $47.85mn or 35.43% of Total Assets.
The Group's top investment strategies include Long/Short Equity, representing 100% of total assets, respectively.
They advise 3 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
TRADEWINDS WEALTH MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.