Provided by Convergence Inc.
Institutional intelligence for the asset management industry

NEOS INVESTMENT MANAGEMENT

Business and Investment Profile

The NEOS INVESTMENT MANAGEMENT is a privately held investment adviser that advises $31.38Bn in regulatory assets under management held in 0 SEC fund types across 3 investment strategies. NEOS INVESTMENT MANAGEMENT is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 9,545.99% over the last 3-years.

Regulatory Profile

The Group has been registered with the SEC for 4.05 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 13 RIVERSIDE AVENUE, WESTPORT, CONNECTICUT. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 35 employees comprised of 2 investment and 33 non-investment staff. The total number of Employees increased by 337.5% over the last 4-years.

Asset Profile

Their $31.38Bn in assets advised are owned by 0 private funds, 19 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients total $31.38Bn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat, FI/Credit - Diverse and Long/Short Equity, representing 91.79%, 5.56% and 2.65% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Investment Companies (IC).

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

NEOS INVESTMENT MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: NEOS INVESTMENT MANAGEMENT

View the complete Convergence profile with structured details, filings context, and derived signals.

View full profile
Keywords: Neos Investment Management, Neos
Generated 2026-09-12T06:47:53.1675896.  © 2026 Convergence.