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GALLIOTT CAPITAL ADVISORS

Business and Investment Profile

The GALLIOTT CAPITAL ADVISORS is a privately held investment adviser that advises $248.96mn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. GALLIOTT CAPITAL ADVISORS is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets decreased by 79.25% over the last 4-years.

Regulatory Profile

The Group has been registered with the SEC for 5.33 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 9401 WILSHIRE BLVD. STE 705, BEVERLY HILLS, CALIFORNIA. The Group has been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.

Employee Profile

They have 6 employees comprised of 2 investment and 4 non-investment staff. The total number of Employees increased by 20% over the last 5-years.

Asset Profile

Their $248.96mn in assets advised are owned by 5 private funds, 0 public funds and BDCs and 36 other accounts. Assets of High Net Worth Individuals clients own $110.76mn or 44.49% of Total Assets and Corporations or Other Businesses own $60.82mn or 24.43% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Early Stage and Multi Strat, representing 55.11% and 44.89% of total assets, respectively.

Client Profile

They advise 6 types of clients, top clients are High Net Worth Individuals and Corporations or Other Businesses.

Service Provider Profile

The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 5 private funds with $40.44mn in assets.

Fee Profile

The Group discloses advisory fees, fixed fees, management fees and performance-based fees.

Sub-Advisers

GALLIOTT CAPITAL ADVISORS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: GALLIOTT CAPITAL ADVISORS

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Keywords: Galliott Capital Advisors, Galliott
Generated 2026-09-12T06:51:49.1668313.  © 2026 Convergence.