The XPS CAPITAL LLC is a privately held investment adviser that advises $325.28mn in regulatory assets under management held in 2 SEC fund types across 1 investment strategies. XPS CAPITAL LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 442.52% over the last 5-years.
The Group has been registered with the SEC for 4.28 years and is comprised of 2 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 1200 BRICKELL AVE SUITE 220, MIAMI, FLORIDA. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 16 employees comprised of 8 investment and 8 non-investment staff. The total number of Employees increased by 77.78% over the last 5-years.
Their $325.28mn in assets advised are owned by 5 private funds, 0 public funds and BDCs and 44 other accounts. Assets of High Net Worth Individuals clients own $212.44mn or 65.31% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $57.73mn or 17.75% of Total Assets.
The Group's top investment strategies include Early Stage, representing 100% of total assets, respectively.
They advise 6 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 4 private funds with $12.75mn in assets.
The Group discloses advisory fees, fixed fees and management fees.
XPS CAPITAL LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.